The
Presuppositions of Critical History
By F.H. Bradley
Note: this text was typed up
as quickly as possible and is sure to contain various typing errors.
In
the world the mind makes for the manifestation of itself, where its life in the
process of its own self-realization, there the action and the knowledge of it
are children, the hours of whose bringings-forth are
never the same, and whose births are divided. Alike in the life of mankind and
in the development of the individual, the deed comes first, and later the
reflection; and it is with the question, ‘What have I done?’ that we awake to
facts accomplished and never intended, and to existences we do not recognize,
while we own them as the creation of ourselves. For a people on in the period
of their stagnation, for a person only when the character and the station have
become fixed for ever, and when the man is made, is it possible to foreknow the
truth of the fresh achievement; and where progress has its full meaning, and
evolution is more than a phrase, there the present is hard and the future
impossible to discern. Unborn in the substance of the present there lies, it is
true, and there lives that future: but the unborn is hidden as yet from the
light, and the womb is secret, and the presage doubtful; and the morning of the
child’s naming is divided by many days from the darkness of begetting and night
of travail.
The
sudden act of a moment is unveiled, it may be, to the gradual consciousness of
advancing age; and there are seasons again when the slow drift of years comes
home with a flash of sweet or sombre revelation; or it may be again that of
these experiences neither is given for the time to humanity.
Neither
the projection nor the recognition of reality are always the work of an hour;
for there are periods when gathering tendencies and accumulation of changes
copy their alterations in an altering reflection, when another day dawns
through longer twilight, and another world more slowly steals on the sense,
with its images so strange yet so familiar, and another man wakens through
uncertain recollection to the same and yet to a new self-consciousness.
It
has been thus with the growth of the critical mind. It fought in the name of
another, and not in its own name; it has conquered before it set itself to the
battle; and it was first in the making of its realm that it grasped the secret
of its mission. The feeling of itself as power came before the knowledge of its
purpose, and the passing of the power into act disclosed to it first its own
nature. But the advance of its action was gradual, and the consciousness of
itself was of equal growth, and with a tardy revelation followed the steps of a
slow development.
Within
the memory of to-day it has been that historical criticism has asserted and has
made good an unabated claim; and with a sudden tide of success has risen to the
consciousness of its unabridged mission. With the knowledge of itself it now
knows also the purpose of its existence, and the reality which, in the field of
its endeavour, belongs to itself and to itself alone.
Criticism
has become self-conscious: but to be aware of its aims and the character of its
work is one thing; it is another thing to attempt to comprehend the conditions
of its being, and the justification of its empire. Such justification it is
which historical criticism now mostly needs; for that criticism cannot, except
by its actions, justify itself. Confided as it is to one limited sphere, to
reflect on the grounds of its existence is for it to pass beyond that sphere; and
the principles which regulate its practice are thus, because it cannot account
for them, its presuppositions.
This
is the subject of that which follows in these pages, and these pages will, so
far as possible, be limited to this alone. Now, however much at first sight it
may appear so, will it be found an easy task to investigate the principles of
critical history. It is a hard matter, because neither do we know at the outset
what we mean by ‘critical’, nor shall we learn even at the end what history in
general is, nor even assure ourselves of the fact of its existence. We here
have enough, and, it may be, more than enough of considerations on history and
on the ‘science of history’, with its actual or possible or impossible reality;
but the question, ‘When we use the word history what do we mean by it?’ is, it
would seem, too simple or too trifling a problem to stay the course of our
‘advanced thinkers’. And yet the man who, feeling himself unequal alike to
support that position or that tile, is contented simply, so far as he can, to
think, knows all too well that question, and knows it as involving the most
difficult problems which philosophy can solve or discuss. Such a man, whatever
may be his school, or whatever his principles, will not I know take it amiss in
me that I confess at this point my inability, and seek to impose neither on
myself, nor on his understanding, nor on the ignorance of the public. And so to
begin―
It
has been often remarked that, by whichever of the terms now in use we express
it, history has still a double meaning. ‘Geschichte’ does not simply stand for
‘Was gescheiht’, and [Greek word] would not merit its
name were it nothing beyond the inquiries of the historian. Starting from
different sides these words are extended, each to the same totality, by a broad
or, if anyone pleases, by a loose signification.
It
might, I believe, be maintained plausible, and perhaps even with serious
conviction, that these two elements, that of events in time on the one side
and, on the other side, that of recollection in the mind, were in history
necessarily united; in this sense that a bare series of momentary occurrences
cannot contain that without which history has no right to be named as history.
But
such a discussion lies beyond our subject, and we must be content here both to
assume an historical past of humanity, in the absence even of a recording
subject, and to leave the assertion of a merely ‘objective’ history of Nature
to stand or to fall untouched by us.
We
do not question that history apart from the historian does exist; and
contrariwise we must take it for granted that there is no such thing as history
which is merely ‘subjective’, or, in other words, that whatever is ‘created’ by
the historian is not in a proper sense history at all.
For
that history as a whole has been so ‘made’, that in it we have nothing but a
series of projections of present consciousness in the form of a story of past
events, from time to time gathered up or abolished in a larger and more
inclusive projection―this has, so far as I know, been upheld by no
sober-minded man, nor could be: it is only the exceptional writings of
particular periods of which such an account can be given, and scarcely even
then without any modification.
But,
be this as it may be, we refuse the name of history to such a production, and
we assume that through history (Geschichte) may exist, where the writing of
real history ([Greek word]) does not exist, yet, where there is no real past,
there also there is properly speaking no historian, nor any writing of history.
In
what follows we have nothing to do with history as it is not forth the
historian: history presupposes, in its title of ‘critical’, the presence alike
of the so-called ‘objective’ and the so-called ‘subjective’ elements; and it is
only as involving both that we intend in future to use or to discuss the word.
In
this sense (to touch at length on our proper inquiry) history stands not only
for that which has been, but also for that which is; not only for the past in
fact, but also for the present in record; and it implies in itself the union of
these two elements: it implies, on the one hand, that what once lived in its
own right lives now only as the object of knowledge, and on the other hand that
the knowledge which now is possesses no title to existence save in right of
that object, and though itself present, yet draws it entire reality from the
perished past.
Stated
thus the facts would appear to force us to a grave consideration; but the
problems are hard to those alone who make them so, and to account for the
conjunction of so diverse attributes has seemed (it is well known), and still
seems to the earliest reflection, no difficult task. The explanation is simple.
Knowledge is the reception of outward impressions, and it is but natural that
the copy should resemble and reproduce the original. And if that which,
independent of any act of judgement, was first learned be in like manner simply
and honestly written down, surely this copy of a copy is still, undistorted by
so transparent a medium, and true to the mould its original has shaped, the
living imprint and the faithful though uncoloured likeness of the full reality?
Such
is the view natural to the uncritical mind, and according to this history has no presuppositions, and
indeed can have none: her province is to recall, and not to construct; she
wishes to take the truth as it is, not to make it what it should be; and she
demands from the historian the surrender of his judgement to the decree of the
ages, not the projection of his desires and fancies into a region for ever
passed from the limit of creation, dead to the action and the storm of life,
whose tranquil expanse no breath of thought can ruffle, and where the charm is
broken when the mirror is moved.
The
theory is simple, and it may be pleasing, but it is no more than a theory; and
could we, as we cannot, be blind to the difficulties which beset it from
within, yet it is doomed to perish, for in its own practical application it
exposes its own falsity and reveals its own illusion.
We
ask for history, and that means that we ask for the simple record of
unadulterated facts; we look, and nowhere do we find the object of our search,
but in its stead we see the divergent accounts of a host of jarring witnesses,
a chaos of disjoined and discrepant narrations, and yet, while all of these can
by no possibility be received as true, at the same time not one of them can be
rejected as false.
But
the consciousness, for which testimony is the reproduction of a passive print, is
at this point not resourceless. ‘The pure rays of
truth,’ we are told, ‘are discoloured by the various media through which they
pass, and it is the task of the historian to correct the refraction of one
medium by that of another, and in this manner to arrive at the bare and
uncoloured history.’ But the historian, if such be his mission, is not and
cannot be merely receptive, or barely reproductive. It is true that he may not
actually add any new material of his own, and yet his action, in so far as he realized
that which never as such has been given him, implies a preconception, and
denotes in a sense a foregone conclusion. The straightening of the crooked
rests on the knowledge of the straight, and the exercise of criticism requires
a canon.
This
is not the only difficulty which historical writing in its practice brings to
the theory of passivity. There remains on the contrary another of equal weight.
When the records of a bygone age have been all collected, and, so far as
possible, brought into harmony, yet at this point the task of history does not
cease. Writer after write in rapid succession takes up the never-exhausted
theme, and, when no new fact is left to discover, there still remains the
ceaseless endeavour more and more thoroughly to apprehend the old material, the
passion of the mind to be at home in its object, the longing to think the thing
as it is in itself, and as all men have failed to think it before. With every
fresh standing-ground gained by the growth of experience, with every rise of the
spirit to a fuller life, comes another view of the far-lying past from a higher
and a new level, and a fresh and corresponding change in the features of the
object recognized. Impotent to deny the existence of these facts, and powerless
to explain them, the uncritical consciousness refuses to advance, or advancing
loses all hold on reality. It is forced to see in the place of its reproduction
an origination, in the place of its witness a writer of fiction, in the places
of its fact a theory, and its consistent issue is the barren scepticism which
sees in history but a weary labyrinth of truth and tangled falsehood, whose
clue is buried and lost in the centuries that lie behind.
An issue consistent, and indeed for a space necessary; but
inevitable to none except those alone who through helplessness and doubt have
set their faces towards the truth. To the double-minded seeker, to the
man who, though fain to win, has no heart to stake his possessions, in this sphere at least there is no inevitable conclusion. He justifies
his belief in anything by his right to be convinced of nothing; yet for a
present pleasure he forgoes his inheritance, and buys his immunity at the cost
of slavery.
In
view of the futility of such an outcome―not finding a solution in the
metaphor of a crude reflection, <and> unable to remain in the doubt of
scepticism or to sink to the dogma of despair―it remains to us once again
to take up the question abandoned thus by the uncritical mind, and, with
patience if not with hope, at least to attempt to exhibit it in a truer form.
The heading, ‘Presuppositions of Critical History’, expresses briefly the
doctrine which is the opposite of the uncritical, and anticipates the result
that a history without so-called prejudications is a
mere delusion, that what does everywhere exist is history founded upon them,
and what ought to exist is history with true preconceptions consistently
developed throughout the entire field.
But,
to take up the problem from the beginning, we must return once more to the
uncritical mind, and to its doctrine or its metaphor concerning the historical
tradition. The ultimate element in the field of history is, as before remarked,
presented and necessarily presented to its by that stage of reflection as a
so-called ‘fact’, the imprint of which is on the part of the witness passively
received and preserved: that which brought itself to the observation, and, in
the absence of direct falsehood on the part of the narrator, remains as a
simple and indecomposable material. This is the theory of simple reproduction,
a view to be met with not solely in the world of common sense: the psychology
of the people has made it its own, and consecrated it in the name and with the
title of philosophy, and still we are assured with the complacency of an
absolute certitude that in perception the mind is passive, and that the final
elements of knowledge are the facts conveyed through the senses.
Into
the fullness of the problem raised by sensationalism, into the truth which
underlies this ‘metaphor now hardened into a dogma’, we are not prepared, nor
indeed is it necessary, to enter here. We will content ourselves on the general
question with the remark, that in the act
of perception it is no doubt true that the mind is at the same time passive.
But to say this is to say one thing, and it is quite
another things to talk of sensations (in the signification of bare feelings) as
though in themselves, and apart from the activity of the mind, they existed as
objects of consciousness. That is assert
that a mere feeling is sufficient to constitute by itself the minimum required
for knowledge and reality, and the proof of this assertion has been, is, and
ever will be wanting. It cannot exist
since the proof or even the assertion is a sheer self-contradiction; and it is
a self-contradiction for the following reason. An assertion, and much more so a
proof, is intellectual; it is a judgement which implies the exercise of the
understanding. They must be objects for the intellect; in a word, intelligible.
But the essence of mere sensation was the entire absence of the intellection,
and hence to make one single affirmation with respect to sensation, as
sensation, is to treat as relative to the understanding that which is supposed
to exclude the understanding; and this is a contradiction.
To
pursue with the reason an object which when found is to be irrational, to think
the opposite of thought while fixes as opposite, to comprehend the
incomprehensible yet without transforming it―such is the task of that
which calls itself the ‘philosophy of experience’. It is the pursuit of a
phantom for ever doomed to fade in our embraces, a mocking shadow beyond the
horizon of our grasp, known to us as the unreality of all that we can hold, and
whose existence must perish at the threshold of human possession.
Yet
let this be as it may. We are not concerned to ascertain the nature of that
which may be regarded as the minimum of fact in general. The object of our
inquiry is history, and specially here the ultimate material of the historical
field; and we wish to know not what makes any fact, but what makes an
historical fact, and what it is without which nothing can rightly be called by
that name. We have to inquire in short what it is that in history and for
history is required for the existence of its historical matter, and what it is
that, be it what it may be in itself, yet can never enter as a member into the
narrative of the past.
The
facts which exist for critical history are events and recorded events. They are
recorded, and that is to say that, although the work of the mind, they now at
any rate are no mere feelings, nor generally the private contents of this or
that man’s consciousness, but are fixed and made outward, permanent, and
accessible to the minds of all men. Failing to be thus they have failed to be
for history, and history can never be for them. And they are events, and that
is to say that each is no simple and uncompounded unit, but contains within
itself a motion and a passage, a transition and a connexion between
elements—<i.e. they are> relations, the members of which may be
distinguished though they cannot be divided. They are recorded events, and that
means that, though fleeting in themselves, they are
yet made stable, though divisible in time, they are regarded as wholes; and
though the offspring of the mind, they are still independent and real.
Such
are the characteristics of historical facts considered in themselves.
We must regard them now in their relation to the individual witness or
recorder. Let us view them as the objects of his consciousness, and ask what
are they? and what function of the mind corresponds to
them?
To
solve this problem in a short space is scarcely practicable, and to ensure
brevity we must be willing here to seem, it may be, contented with assertion.
There
cannot be mere feelings. A chaos of sensations has no unity, and hence cannot
properly be called a succession; nor, even when re-collected as a
sequence of feelings in me, can it yet express an outward change in things. In
a word, from feeling to the record of an occurrence there is, and there can be,
no natural passage.
If
we recall the characteristics of the narrated event, in the first place it will
be clear that they presuppose in the mind both association and recognition of
association: association, as that which separates (distinguishes), and at the
same time conjoins; and recognition, as that which is aware of the divisible
unity as a concrete whole. They require the action of that faculty which
separates subject from the object, and one thing from another thing, while it
yet remains the bond of their unity. In a word, they testify to the presence of
judgement. A feeling is at most; it is neither real
nor unreal, true nor false: but every occurrence has or has not taken
place, and ever judgement professes, although it may fail, to express the
actual.
The
historical event (in our limited sense of the word history) involves in the
first place a judgement. It is ‘objective’, it is distinguished in itself, and
yet it is a whole.
But
in the second place it involves much more than what we call simple judgement.
If we take the simplest historical fact, and reflect on the complex nature of
the transition it attempts to express, it is clear to us that we are concerned
with a number of judgements, the multitude of which wearies our attempts at
analysis. And it is not less clear that these many judgements are united, and,
as it were, resolved in a single judgement which answers to the whole event.
This
one judgement comprehends in itself the many judgements; it must be looked on
as their result, or in others words it is a conclusion.
The
historical fact then (for us) is a conclusion; and a conclusion, however it may
appear so, is never the fiction of a random invention. We bring to its
assertion the formed world of existing beliefs, and the new matter of a fresh
instance. They are grounds for our position, and we know them as such, or at
least we may know them. For everything that we say we think we have reasons,
our realities are built up of explicit or hidden inferences; in a single word,
our facts are inferential, and their actuality depends on the correctness of the
reasoning which makes them what they are.
Such
is (or seems to be) the constitution of the narrated event; and if its
statement is a paradox, it is at least no new one. The evidence which the
result lacks here will perhaps not be required by the reader; but in any case,
so far as what follows is concerned, he must look for at most a further
illustration.
To resume the discussion. In the case of the most
straightforward witness deposition to the most ordinary circumstance contains
in every instance the recognition of the previously known under fresh features
and with new particulars: it involves inferential judgement; inferences of
substance and attribute, of cause and effect; and, if the inference is false,
the fact is unreal. It is a matter of the most ordinary experience that the
mediated and complex should appear immediate and simple. We see what we
perceive; and the object of our perceptions is qualified by the premises of our
knowledge, by our previous experiences. Not only to the child is the novel
picture identified with a familiar image, but to each and all of us an
uncertain shape is defined on a sudden as a particular object, or the tremor of
a feature conveys the motion of the soul—and all by what seems at the moment a
mere communication of the senses.
Yet
it is a proverb that in everything a man may be mistaken: and the reflection
(when we do reflect) upon our errors brings home to us the conviction that we
are wrong only because we judge, and that without this condition of both error
and truth existence would be for us impossible.
If
we go to the strongest facts, to the best attested events as they are proved in
our law courts, we are forced still to admit that there are no facts as to
which mistake is impossible; and in every case the mistake rests upon a
mistaken inference. But, as we have said, it is the merest illusion to suppose
that the entire abstinence from or the total removal of inference is a
guarantee for certainty and truth. The best witnesses are those who from long
habit have attained to comparative infallibility in their judgements; the
testimony even of a child on familiar subjects is of value; but there may be
events to which its deposition is worthless, not because it makes inferences,
but because it fails to make them, or makes them wrongly, and not because we
cannot trust its eyesight, but because we cannot rely upon its reasoning.
It
is natural at this point to object that in cross-examination the lawyer has a
means for removing the witness’s conclusions and arriving at the sensible
facts. This to certain extent is true; a witness can be forced (in certain
cases and down to a certain point) to recall and unwind the coil of inference
which has made his events what they are. But to confine him to the facts of
sense is to reduce him to a condition of impotence. If the man is to speak to
anything, in the end the examination is confronted with a judgement, which
cannot be called a sensible fact, and which yet defies its analysis; because,
though there must be a ground, yet that cannot be recalled, since it never, as
part of conscious reasoning, was explicitly before the consciousness. Here the
process must cease, and the existence of the fact rests upon the veracity of
the witness in other respects, and the correctness of his judgements on general
subjects. But with every precaution the best witness may be mistaken; there
exists no testimony entirely secured from error; and the possibility of wrong
evidence implies the possibility of false reasoning; nor in any case is it
explicable except on the assumption that testimony to the simplest circumstance
involves and is what it is by reason of an inference.
If
it is thus where every safeguard exists, how will it be where there are none?
And if the ultimate legal fact in its very nature is inferential, can we not
say with still greater truth that in the realm of history we have and can have
no facts whatever which do not hold in their essence and depend for their
existence on inferential reasoning?
The
correctness of the isolated event as recorded rests upon a theory, and the
recorded train of circumstances which makes a narrative is a still wider
theory, which must depart yet farther from the fact as imagined to consist in
passive sensation, and must imply together with its greater possibilities of
truth and falsehood, the increased existence of active combination. We cannot
recall accurately what we have not rightly observed, and rightly to observe is
not to receive a series of chaotic impressions, but to grasp the course of
events as a connected whole.
It
is a fact not to be lost sight of that our memories are certain only because
corrigible, and have become trustworthy solely through a process of constant
and habitual corrected recollection; the correction being in every case the determination
of an order by fixing its elements in their proper relations and its result a
mediated sequence of phenomena.
We
have considered the primary historic material, both as single occurrences and
as series of events narrated by an original eye-witness, and what we have so
far seen is this, that in the field of history it is
impossible to free ourselves from reasoning, and that in every case that which
is called the fact is in reality a theory. The identification (so far and in
this sense) of theory and fact is the end of that stage in our discussion which
we have just accomplished, but we are far as yet from our final result.
‘Your
conclusion,’ it will be urged, ‘be it never so true, is far from justifying the
historian in assumptions or presupposition. Let it be with the facts and the
narratives as you will; but they come to the historian as testimony, as the
experience of another, and, whatever they may be in themselves, yet for him, as
he has them, they are facts; and in any case all further reasoning concerning
them is frivolous.’
The
doctrine might be stated with a show of plausibility. Will it bear the test of
a practical application to our daily life? I think that to accord our impartial
ear indifferently to things probable and improbable, to things true and false,
and for no other reason than because we do not see with the eyes and hear with
the ears of others, is, if we consider it, a strange and extravagant demand.
I
am sure that we might search long and in vain through the lives of those who
profess such a creed for any smallest exemplification of it; and the reflection
might occur to us that there are better illustrations of a belief that all
things in general are equally credible, than the violent affirmation of the
dogma that some things in particular are absolutely certain.
The
common experience of reasonable beings bears us out in the assertion that we do
not believe without a reason; that the fact asserted by another remains in its
position, as an asserted fact, unless we have some cause to take it as true,
and to make it a part of our own word: and further that this reason and ground
is reasoning (if not always a rational) judgement, from the possibility or
likelihood of the event and the character of the witness. The distinction between
our individual experience and testimony as the experience of others is not a
distinction which can have the smallest tendency to modify the conclusion we
arrived at above, viz. that all our history is a matter of inference.
The
distinction moreover is to a certain extent illusory. If to say that ‘all
knowledge comes from experience’ is to utter no more than ‘an empty tautology’,
then it must be but a similar tautology to assert that all experience is
personal experience. The teaching that it is impossible for a man to transcend
his consciousness is not unfamiliar to our ears; and we have learnt the lesson
(important or otherwise) that we can only know the things which we can know,
and that our world will never be wider than the world which will be ours.
It
is a doctrine which often stands no more than a ground for disbelieving and
believing whatever we please; but here, as against the separation of testimony
from experience, it has significance. The experience of others has no meaning
for us except so far as it becomes our own; the existence of others is no
existence for us if it is not in our world that they live. If we know that
other men are, we know it by an inferential judgement; and it is by a similar
judgement that the matter of their testimony becomes ours. Both they and it can
be nothing to us but parts of our experience; are made parts of it by an
inference, and have no validity and no guarantee beyond that inference. To deny
this is to state the opposite of a tautology, is to fall into self-contradiction.
If
nothing is ours which is not in our experience, then testimony, if known by us,
must be so included: and at this point a familiar illustration may perhaps be
excused as tending to throw some light on the preceding statements.
I
have met, as I imagine, a friend in the street to-day, and I note it as a fact
that A has been seen by me; but this is an inference, the theory on and of
certain supposed recalled sensations. I am told on the next day by an
eyewitness that A died yesterday; my inferences from the character of the
witness, the recognition of a narrative of the death written in the handwriting
of A’s relatives, lead me to believe this. It is now a fact that A died
yesterday; but this fact is again my inference: it is I that have
made it a fact for me and, in case there has been a conspiracy to deceive me,
it is not fact, but a false judgement of mine. What is now to become of the
fact of my meeting with A? That depends on my reasoning, on my general beliefs,
on my presuppositions. It may be a fact that I have seen an apparition, or the
fact may be now an hallucination; but both one and the
other are inferences. It would be possible to proceed much further. I might
learn that a real man like A was present at the place and time. A mistake as to
persons is now the fact. And it is useless here to urge the visual sensation at
the given time is the ultimate reality; because, in the present application, we
have seen that, let it be never so actual, history can admit no such reality
into its sphere; and in the second place there need not have been such visual
sensation at all. For, if there were no reason to suppose the presence of any
real man, and if an hallucination were hardly possible
in my case, the fact might be that my memory was disordered, and that I dated
too late a former meeting with A. In short, the fact varies with my judgement,
and my judgement must always be based upon and fall within my experience.
The
history then (to proceed), which is for us, is matter of inference, and in the
last resort has existence as history, as a record of events, by means of an
inference of our own. And this inference furthermore can never start from a
background of nothing; it is never a fragmentary isolated act of our mind, but
is essentially connected with, and in entire dependence on, the character of
our general consciousness. And so the past varies with the present, and can
never do otherwise, since it is always the present upon which it rests. This
present is presupposed by it, and is its necessary preconception.
History
must ever be founded on a presupposition; and the scepticism which saw in the
succession of historical writings a series of fictions, where the present was
transported into the bygone age, was thus and so far justified: but the insight
into the ground of the partial justification will exhibit, I hope, the source
of the general mistake.
Paley
protested against that which he called a ‘prejudication’.
We have seen the reason why every history is necessarily based upon prejudication; and experience testifies that, as a matter
of fact, there is no single history which is not so based, which does not
derive its individual character from the particular standpoint of the author.
There is no such thing as a history without a prejudication;
the real distinction is between the writer who has his prejudications
without knowing what they are, and the writer who consciously orders and
creates from the known foundation of that which for him is the truth.
It
is when history becomes aware of its presupposition that it first becomes truly
critical, and protects itself (so far as is possible) from the caprices of
fiction. But what, then, it will be asked, is the
presupposition of criticism?
The
answer is not far to seek. It is plain from the whole of what has gone before
that the ground of criticism is that which is the justification of inference;
and an inference, it will be admitted, is justified solely on the assumption of
the uniformity of nature and the course of events.
Critical
history assumes that its world is one, and that in that world it exists, and
has but to demonstrate the existence of itself. Its demand is that the judgement which we found to be implicit in every historical fact
become explicit, and that the whole sequence be consistently and
rationally mediated. As intelligence, criticism seeks the object which already
is in itself intelligible, and it realizes itself, if at all, in the form and
the character which belongs to itself alone. In a word, the universality of
law, and what loosely may be termed causal connexion, is the condition which
makes history possible, and which, though not for her to prove, she must none
the less presuppose as a principle and demonstrate as a result worked out in
the whole field of her activity.
To
this extent the characteristics of history are the characteristics of (natural)
science, for both carry into the particulars an anticipation which the
particulars have already realized in implication: and the reason of this is
that for both the fact can exist so far only as already possessed of attributed
conferred on it by virtue of the principle, and can oppose the principle by no
means but its own self-annihilation.
‘Science’,
we may be told in answer, ‘is founded on experiment and not on a
presupposition.’ ‘The fact of the existence of scientific experiment proves’,
we must return, ‘the existence of an absolute presupposition, which it can be
said to found, only because upon that itself is already founded.’ We base our
action on that which action itself supports and testifies to. Unless upon the
assumption of the exclusion of all interference and chance, no one could say
that an experiment was of the smallest value.
The man of science cannot prove his assumption beforehand; he knows that
as a fact his science exists, and that there are certain conditions necessary
to its existence, and he troubles himself little (if at all) with the
possibility of the falsehood of his assumption.
Can
science testify to a breach of the law which forms its presupposition? This
would amount to a contradiction in terms; it would be an observation based upon
a rule to prove the non-existence of the rule; it would be a deductive
reasoning in which the conclusion would be a negative instance against the
leading major premise. No experience could prove that A (if isolated) was at
one time followed by B, at another by C; because the very apparatus of the
proof rests upon the absoluteness of the principle—that is to say, the
judgements necessary to support the facts of the hostile experiment are
self-annihilated in virtue of the experiment’s supposed result. Science may
retire from the field altogether, but while in its field it has no choice but
to remain supreme.
That
science should rule its facts seems disputable only so long as we suppose the
facts to be something independent. But the truth is, on the other hand, that
every scientific observation and experiment involves an inference true or
false, and known to be true solely in virtue of the law. The simplest possible
datum which is matter of science is no mere atom, but expresses and depends
upon connexions in things to which the judgement, if true, must conform. But to
know that relations of thoughts express relations in things is impossible
except on the formal or virtual assumption of the absolute stability of the
latter relations, and the consequent assurance that a false judgement is the
result of a false inference in me, and not of a shifting connexion in the
world. Science does, and must control its facts, and an opposing fact is
self-condemned because in every element the principle is already involved.
We
find then that, as starting from a conception which it cannot prove, natural
science is, in this sense, hypothetical, and exhibits in detail the truth of
its hypothesis. Returning to history, we must ask if in this respect it
corresponds to science.
That
history and science (always in its English limitation to physical science)
present no diversity, we are far indeed from
suggesting. Unlike most branches of science history can create no experiments;
and its subject-matter (we must take it for granted here) is not the same as
the subject matter of science. The difference is wide, but, so far as the point
above dwelt on is concerned, both science and history we find to be agreed,
namely in this, that a fact which asserts itself as (loosely speaking) without
a cause, or without a consequence, is no fact at all, and no better than a
self-contradiction, for the reason that, while professing to exist, it abjured
the sole ground of actual existence.
But
there is an objection which at this point we are certain to encounter. We shall
be told that the volitions of man are uncaused, and that hence the doctrine put
forth above falls to the ground. Whether, strictly speaking, causation retains
a meaning when applied to the will, we need not to inquire. ‘Causation’ we use
throughout in the loose sense which it bears amongst us. And into the question
of the relation of freedom to law we are not obliged here to enter. For our
present purpose, however, we may thus dispose of the difficulty.
If
the freedom of the will is to mean that the actions of man are subject to no
law, and in this sense irrational, then the possibility of history, I think,
must be allowed to disappear, and the past to become a matter of almost entire
uncertainty. For, if we are precluded from counting on human nature, our hold
upon tradition is gone, and with it well nigh our only basis for historical
judgement.
We
find, however, the contrary is every day assumed as certain, and that where the
weightiest interests are at stake, and as long as criminals are executed in
many cases by right of what comes to a construction from the laws of human
action, so long will there be at least no practical necessity for the
discarding of historical evidence in favour of the doubts, or perhaps the
dogmas, of any man.
Thus
much at present then seems to be clear—that critical history must have a
presupposition, and that this presupposition is the uniformity of law. And we
have accomplished here yet another stage of the present inquiry.
But
this, we shall be told and rightly told, is much too indefinite. No one now
asserts the existence in history of events without a cause or a consequence,
and the real point at issue is to determine more narrowly the character of the
general principle. ‘Uniformity’, we shall be told, ‘is an empty phrase; similar
causes are doubtless followed by similar effects, but in the varied field of
history there are causes unlike those which present themselves in our present
experience, and which consequently imply the presence of unfamiliar results.’
Upon this difficult point it is necessary to attempt to come to a clear
understanding.
We
have seen that history rests in the last resort upon an inference from our experience,
a judgement based upon our present state of things, upon the world personal in
us; and that this is the sole means and justification which we possess for
holding and regarding supposed events as real, i.e. as members in and of our
universe. When therefore we are presented, as it were from the outside, with
so-called ‘historical facts’, the like of which seem to stand in no relation to
all that we have now in heaven or on earth; when we are asked to affirm the
existence in past time of events, the effects of causes which confessedly are
without analogy in the world in which we live, and which we know—we are at a
loss for any other answer but this, that (so far as at present we can see) we
are asked to build a house without a foundation, or with our instruments
construct a work which can come into no connexion with those instruments. And
how can we attempt this without contradicting ourselves?
When
further we reflect upon the range and diversity of our present experience, its
width in respect to the different stages of development which it exhibits, and
the continual and growing success of its attempt to find a unity in all that
variety; then we find it still more impossible to accept, as the real past of
our own real world, this riddle of an outer sphere, fallen amongst us down from
heaven, and written in a foreign tongue.
Our
difficulty is this—we are asked to affirm the existence in history of causes
such as we can find nothing analogous now in our present experience. On the
other hand, it is only from our knowledge of what is that we can conclude to
that which has been; and, this being so, how can we first infer from the world
to the existence of historical evidence within the world, and then, starting
from that, proceed out of the world, when all the time we are unable to stand
except upon the basis of the world?
And
we reflect, the conclusion is borne is borne in on us (perhaps prematurely)
that, upon the strength of historical evidence, to assert within the sphere of
history the existence of any causes or effects, except on the conviction that
there is now for us something analogous to them, is no better than
self-contradiction. And it is this conclusion which after the requisite
explanation (and even, as it may appear, with certain modifications) we must in
the end undertake to defend.
The
statement seems at first sight a paradox, and is open to every kind of external
counter-assertion. To these or to some of these we must in the end return, but
in the meantime we have to encounter a serious internal difficulty.
Our
present point of view is as follows. A critical position towards history in
general implies that the mass of historical material is no longer one with
ourselves, is not any more carried about in and with us as part of the
substance we feel to be natural to us, but has, as a possession, been separated
from the mind, and is held apart from and over against it as an object which
presents a problem for the intelligence. This object, although a possession,
has not yet been appropriated; though we have it, yet we have not made it ours;
and though it is intrinsically rational, yet it has not been rationalized. We
have seen further that, since all certainty with respect to the past depends
ultimately upon present inference, the basis and foundation for the criticism
of what has been is necessarily formed by the knowledge of what is.
The
difficulty which first meets us at this point presents itself in the following
question. ‘Is not that which is to be the canon of testimony itself dependent
on testimony?’, i.e. does not the present knowledge of the historian rest to a
considerable extent on what others have told him, and in fact consist of this
in no small degree? ‘The historian’, it may be objected, ‘does perhaps as
critical divide the world of the past (as in the proper sense not yet known)
from the present and known world; but the process is illusory, because this
known world, which is the furniture of his mind, and the cosmos which forms the
criterion for that which has not yet been systematized, is in itself largely
built up of the communicated experience of others. Is it not then a flat
contradiction to bring as a canon to criticism that which presupposes uncriticized testimony, and has absorbed it into the
tissues of its organism?’
The
objection demands consideration, but its force depends on our supposing that
the present experience, which is to be taken as the historical canon, is mere
common experience, and it is answered by the reflection that the testimony
which the present object involves is, or at least ought to be, no uncriticized material. The experience in short which is to
be the foundation of historical criticism must itself be a critical experience.
The
object of critical experience can neither be said to be given, nor, so far as the individual critic is concerned, to grow. It is
made (or it makes itself); it is a creation, though not from nothing; it is the
new-birth of an organism from matter organic but no longer vital.
The
contents which in early life are taken into and build up our consciousness,
consisting as they do of our individual experiences blended into one substance
inextricably with the experiences of others, exist in the uncritical mind as
that which (for itself at least) is a confused and unsystematized
world of consciousness. It is to such a world that the critical intelligence
awakens, and its awakening is the sundering of its material from itself. It
stands (so far as awakened) a self-conscious unity on
this side, and regarding its matter as from the outside demands from it the
same oneness, that intelligible unity which, as the world of an intelligence,
is to have and virtually has. The new object, which now for the critical mind
is the sole and increasing reality, is the reorganization of the old world; it is
true only because recreated, and can be recreated only because connected into a
rational system. Every part here must live, and live in the life of the whole.
The dead matter which was received on authority, and held true because it was
so received, must render an account of its claims. It is true, if at all, now
no longer as mere testimony, but because it has been examined and
satisfactorily mediated with the critical object as at present
existing.
This
is the condition of its re-vitalization, that it can be subsumed under the
present critical world. But what then is this world, which thus in its hands
has sentence of life and death? It is the world of critical observation. The
ultimate real object, the final reference and last basis, is constituted by that
which has been, or can be, personally verified in our own external or internal
critical observation. If we are asked for the reason of our beliefs we are
sooner or later in the last resort brought back to this; and it is thus our
immediate personal (though that need not mean our individual) experience, on
which, by many steps or by few, all our certainty depends.
Our
answer then to the above objection is this. Certainly our present world
contains matter of testimony, but not as matter of testimony. What we
stand upon is personal observation; and what we have ground to connect with
that we will receive because of its connexion with that, and subject to appeal
to that; and we will receive nothing else, but from that basis we will order
our world.
But
yet it is a matter of fact that our world is extended to fresh cases which
(roughly speaking) have nothing analogous to previous phenomena. And, this
being so, we are far at present from having established our contention that
history is incapable of attesting to events without analogy in the present
world. For why should not historical testimony furnish such non-analogous
cases? Our answer must depend on the meaning we give to ‘historical testimony’.
If historical testimony implies more than probability, if it is
equivalent to scientific evidence, then the above question remains
unanswerable. There is no reason why such attestation should not be possible.
But if we see cause (or choose) to oppose scientific to historical testimony,
and to confine the latter to the sphere of the probable, then the question
answers itself, so soon as we have discovered what are the conditions of the
above extension to the non-analogous. What are these conditions?
That
my real world can be widened by the taking in of new facts, and that part from
any special analogy, is indisputable. And in the first place (1) it may be so
enlarged by my own observation. Let us take as an example the so-called
‘mesmeric’ phenomena. These may be said (with accuracy sufficient for the
present purpose) to have possibly no analogy to anything in the observer’s
world hitherto; yet no one could maintain that it was impossible to know and to
be certain of these phenomena as real facts. On the other hand no one would
assert that these facts could be assured to us by the same amount of
observation, as would be enough for phenomena of a class already recognized
(wholly or partially) and capable of subsumption
under an acknowledged head as a similar or subordinate case. In a word, if we
are left to our own observation, and have nothing analogous to support us, we
can indeed learn new facts with certainty, but on one condition only, namely
that of the most careful examination often repeated.
So far direct observation. Let us pass now to testimony (2)
and ask in the second place—Can I learn un-analogous facts mediately
with equal certainty, and if so, on what condition?
Let
us take once more the ‘mesmeric’ phenomena. These may have no analogy in our
own private experience; and yet we may receive the facts, on testimony, as no
less certain than those which we find for ourselves. They are received, and
that critically, as attested: but, on the other hand (although not contrary to
the conditions which make experience possible, nor yet in contradiction with
the object he knows at present), they yet may be without any apparent analogy
in the world of the individual critic.
Testimony
rests on experience, and testimony goes beyond experience, and, as it would
seem, without the support of experience. How is this possible? The answer is
that in this, the strongest imaginable case, the testimony must be the
strongest imaginable; it must be equal in validity to our own most careful
observation. Nothing short of this is enough. The question then arises, ‘How is
such validity possible, if, as we have seen, testimony must finally rest on an
inference from personal knowledge, and if personal knowledge is ultimately
based on our own intelligent observation?’
The
explanation is this—that by inferences, however complicated yet in the end
resting on personal observation, we have so apprehended and possessed ourselves
on the consciousness of others, that we are justified in assuming the identify
of their standpoint with our own; i.e. we can be assured that the already
systematized world, which was brought as a canon by the witnesses to the
observation and to the subsumption of the mesmeric
phenomena, was practically the same as that which we should have brought. We
thus are certain that the men can see for us, because we know that they are
able to think for us. And, having this entire confidence, we run no risk beyond
that which our own experience is at all times liable to, viz. the error arising
from individual perturbation.
Or,
in other words, by an inference from that which I know already I certainly
discover the witness’s mind is a universe, a cosmos, like my own and subject to
the same laws; and hence, if I can conclude in addition to his integrity and
his will to observe and judge, his judgement is to me precisely the same as my own.
He may be right or wrong, but so may I; he is as likely to be right as I am;
and I can only tell whether he is right by the same criteria which (apart from
fresh observation) tell me that I am right. If
I am able to apply a negative and positive criticism to his new fact, as I do
to my new fact, then his fact is as good as mine. Our objective world is known
to be the same, his subjective power of extending the object is known to be
equal to mine, and the distinction of our individualities makes no difference
to the matter itself.
We
have seen that testimony, even without analogy, can be made part of our present
critical object; but we have seen also on what condition. Testimony goes beyond
individual experience, but not beyond our
experience; or it takes us beyond our experience if it takes us with it. It is not uncriticized; it stands, if at all, on the basis of our
world. It has been made subject to the laws and has been connected with and
become part of our personal experience, not in its own right as testimony, not
in the right of the witness as
witness, but in the right of and on the guarantee of our own intelligence.
The
question proposed above, ‘Under what conditions is it possible to extend our
experience to fresh phenomena, which (roughly speaking) are without analogy in
what has been hitherto observed?’, has been answered. Such enlargement, apart
from our own observation, is possible only through the above-described
identification of consciousness. This is the one and the indispensable condition.
The
bearing of this result will be seen more clearly when exhibited in its negative
form as an answer to the question, ‘Under what conditions does testimony
necessarily fail to establish a non-analogous case?’ In the first place, we
must say, wherever we are unable to verify the witness generally; in the
second, wherever we cannot satisfy ourselves with respect to his particular
procedure.
(1) In the first place,
wherever the standpoint of the witness differs (wholly or in relation to the
particular class of facts in question) from our own, or wherever its agreement
is not known to us, there the testimony cannot stand without analogy from our
own experience. For, however, possible any matter may be, yet we cannot on
testimony receive it as real, unless we have ground to connect it with the
real. Analogy is such a ground, but, failing analogy, there is nothing left but
the inference to a strength of testimony which can exist only on the assumption
of the identification of our own with another’s consciousness (in general, or
in relation to one particular division of the world); and this assumption, in
the case supposed at present, we have no right to make.
To repeat—wherever the
so-called ‘fact’ is made by subsumption under a view
of the world different from ours, wherever we fail to make out that the
judgement rested (consciously or unconsciously) on an ordered system identical
with our own, there the ‘fact’ cannot be affirmed except on analogy; for, since
the narrative is based on beliefs different from ours, the facts are affected
by the beliefs, or, for anything we know, they may be so; we have no security
that they are not affected. And the application of the above is, that any
narrative of ‘facts’ which involves judgements proceeding from a religious consciousness
or a view of the world which, as a whole or in respect of the part in question,
differs from ours, cannot have such force as to assure us of any event
un-analogous to present experience.
(2) In the second
place, even where we are able to be sure that the witness regarded his facts
from a point of view identical with our own, yet, taking this for granted,
wherever we are not able to assume the witness’s integrity, and wherever we
have not firm grounds for believing that the amount of careful and intelligent
observation was brought to the case which we ourselves should have considered
necessary—there the identification of consciousness is still incomplete; the
testimony is not equal to our own verification, and the matter of it must
stand, if at all, on analogy, and apart from analogy cannot be received.
We have asked the
question, ‘Can our knowledge be extended by ourselves to embrace a fresh world
of phenomena?’ And we have answered that question in the affirmative. We have
stated the means, our stringent observation. We have inquired again, ‘Can
testimony similarly enlarge our experience, where analogy fails?’ And we have
answered, ‘Yes, where identification of consciousness is possible; but, where
it is not possible, Never.’ ‘Never’ for this reason,
that to be critical we must stand on our own experience, that an extended
experience is ours when we make it, and that the matter of testimony, where it
does not become ours in such a manner as to be valid of itself and directly,
must be valid and ours indirectly by an inference from the basis of our
knowledge. Such conclusion is an analogy, and by a mere analogical argument you
cannot conclude to a non-analogous fact.
To this latter
statement we shall have to return; but at present we have ended all that we
have to say on testimony in general. We must pass to historical evidence in
particular. We asserted above provisionally that in no case could historical
testimony establish the non-analogous; that, for example, it could not attest
the existence of ‘mesmeric’ phenomena. There seems at first sight no ground in
the foregoing for such a contention. We must attempt, however, to justify it.
But such justification
will be possible only at the cost of a considerable amount of assumption. What
historical testimony can prove, and cannot prove, must depend in the end upon
what we mean by ‘historical testimony’. The answer to this question we must
take to no small degree for granted.
What is historical
evidence? It seems, till we try it, so easy to say; but the effort assures us
of the presence of difficulty.
When we speak of
historical evidence, and when we emphasize the ‘historical’, the accent is due
to the contrast which, either disguisedly or openly, exists in our mind between
‘scientific’ and ‘merely historical’. In general we imagine a distinction
between the two sorts of testimony, but to put that difference into words is in
any case arduous; and to do so without the assumption of some point which is a
matter of controversy is, in the present state of opinion, I believe,
impossible.
It is easy to bring
forward a partial answer. We may say, if we will, that history is a testimony
of the past to the past, while science is that of the present to the present,
of the present in the sense of what is unchangeably: and this answer, if
it is not the truth, must be said at any rate to have its truth. But for
present purposes in its simple form it is altogether insufficient.
For in a certain sense
we know nothing but the past. Scientific testimony, scientific
observations are, like all things human, events in time, and while we grasp
them as present they are gone. This is no psychological refinement: there is no
one too sensible or too careless to apprehend at least that the present of
to-day is the past of to-morrow, this week of next week, the last century of
this century.
In a certain sense
again we know nothing but the present. That the object of knowledge must be
present is a truism; and historical evidence, to be valid for us, must be here
and now before us.
And in practice the
differences of time are no more account that the differences in space. That a
scientific experiment was made this year or last year may be in itself as
utterly indifferent as the fact that it was made in England or America; the
intervals are nothing to us. Historical testimony again may be what is called
contemporary with ourselves; but in itself such a consideration does not
necessarily lead us to belief or to disbelief. The orthodox Catholic of our day
gets no hearing for his stories except from Catholics; and the tales of the
uneducated concerning witchcraft or spectres do not find more favour from the
fact that they belong to the present generation.
The distinction of past
and present, as we see, will not help us from our puzzle; and our confusion is
by no means lessened when we reflect that we cannot name one single event
which, in certain quarters, would not be considered an object for science—‘science’
to be construed in the narrow meaning of physical science, and the event to be
taken in the unlimited extent of its entire signification. On the other hand,
the reflection meets us that, in the opinion of many, there is not one single
‘scientific’ fact which, as an event, can be excluded from history, if we allow
ourselves the fullest use of the word.
In view of such
complications, when we find that the objects attested to by history and science
are apparently indistinguishable, and that the date of the attesters matters
nothing in itself, we are at a loss to perceive any longer that distinction in
kind we imagined to exist.
If further we confine
this distinction to degree, and say history with its evidence is probable,
while certainty belongs to the essence of science, we perhaps shall have stated
what is altogether true, and in words at least shall have established our
contention. For if history as a whole be probable, and if every probable detail
be admitted to rest on an argument from analogy, then that the matter of
historical testimony stands, if at all, on an analogical argument is an obvious
conclusion. But it is in words alone that the assertion is made good, while the
difference to be made manifest is simply obscured. We shall be found merely to
have asserted that everything which is certain is matter of science, and that
everything not provable is matter of history.
To identify the matter
of science and history is not only in itself a serious assumption where the
meaning of science is natural science; but it also four our purpose is
practically useless. It is useless, because the terms
‘scientific’ and ‘historical’ will not help us in the least towards a result,
but in this sense will merely express the result itself. They will be empty
synonyms for ‘certain’ or ‘probable’.
It is not worth to
linger over efforts at definition like the above. The attempts are hopeless. To
maintain the distinction at all the sphere of history must be limited; and
history can be limited only in the face of counter-propositions. To define
historical testimony we must divide the whole which some think indivisible, and
to do this by proof involves an engagement along the whole front of the
position.
For our purpose here
there is nothing practicable except to assume what we think is necessary, and
to remember that it remains an assumption throughout.
We take historical
testimony in the first place (1) to be in history, i.e. we confine it within
the field of human tradition. Geological, geographical evidence,
evidence from excavations, and evidence from language, we refuse to consider as
properly historical. The reason is this, that they do not essentially lie
within the period of human records; and history-writing is to count for us here
as the limit of critical history.
Historical testimony in
the second place (2) is to history. Astronomical and meteorological
records, the whole account kept of natural events, are, as we understand it,
not part of history. History for us too is a record of events, but the record
of a single field, the tradition and the tale of the deeds and sufferings of men.
The theory which
science may construct of the development of our system or of the planet on
which we live; the story of the origin of animal life and the growth of its
varies species, the account of the generation of humanity itself with its early
stages and slow gradations—these we may accept (as we all do and must accept
them) in some sense or other; but they one and all for our present inquiry must
fall beyond the historical limit. Such evidence is not historical evidence.
We must go still
farther. The records of the science of the day of its present human phenomena;
the observations and experiments recorded by the physiologist or doctor, and
even the narrations of empirical psychology—these in addition we refuse (so far
as scientific) to consider under the head of historical testimony. Historical material
they may be. (Is there anything human which may not be?) There is no human
record which is not historical material, and therefore in a sense historical
testimony also. It is not, however, the facts as attested which in such a case
fall within the field of history. It is not the facts which are historical, but
only the fact of their attestation, which latter belongs to a different world.
To express the same thing more simply, scientific evidence is a human
phenomenon which in itself is not scientific.
What is the ground of
our refusal above? The following:—not only must historical testimony be in history and to history, but it also (3) must have its
origin in an historical interest.
The interest of science
is the discovery of the laws of what is, neither past
nor present nor future events, nor events at all, but only the abiding.
The interest of history is in the recalling of a course of events which are
not, which neither exist nor will exist, but which have existed. The
object of the one is ‘the permanent amid change’, the object of the other ‘the
changes of the permanent’; facts to the one are illustrations, to the other are
embodiments; the individuals of the one are limited to be abstracted, of the
other are incorporated to be realized.
In more simple
language, the interest at the basis of scientific testimony is to use the
particular case just so far as to get the universal out of it; the
concretion of life is worth having solely for the sake of the abstract
relations it contains. But the interest which gives birth to historical
testimony is a human interest, an interest in the particular realization. Our
common nature, which is personal in us all, feels in each one of us ‘that
nothing human is alien to ourselves’. Our interest in the past is our feeling
of oneness with it, is our interest in our own progression; and because this
human nature to exist must be individual, the object of historical record is
the world of human individuality, and the course of its development in time.
For scientific testimony the man is a mere example, for historical never: he is
a new incarnation of the same felt substance, the manifest individualization,
it may be, at highest, of a stage in progress (but on this point we wish to
express no opinion). For the universal as such the historical witness
cares not at all; at most it concerns him to see it embodied in a single person
or the spirit of a nation.
It is possible, we
admit, where matters are so complex and the tendencies of the mind so mix and
meet, that the testimony of science may wander for the time to a merely
historical field and interest; it is possible again that a record made for
purposes of science may cover in addition the ground of history. In the first
case the testimony is merely historical and not scientific; in the second case
the testimony is both. It is primarily scientific and incidentally historical;
it is more than historical, and in considering historical testimony we must be
allowed to exclude it from our conclusion.
But in the vast
majority of cases the three conditions we have just explained will be found
sufficient to distinguish the testimony of history and of science. Doubtful
cases will remain and must remain. The story of the plague at Athens might well
have been told either from the point of view of history or from that of
science; as it stands perhaps it belongs to both. The field of ‘mesmeric’ and
similar phenomena, in the sphere between physiology and psychology, would
afford a variety of evidence, passing by slow degrees from the scientific to
the historical, and thence to a region which holds of neither science nor
history. But these cases do not trouble our general distinction. Our rule must
be this: we must first discover, as we can, whether the testimony is to be called
historical or not; in the second place we must ask whether, being historical it
is at the same time more, whether it is also scientific. This second class
which is also scientific (i.e. such evidence as would be allowed to constitute
the proof or part of the proof of a scientific generalization) we do not call
simple historical testimony, and wherever it exists the following conclusions
have no application.
We have narrowed
‘historical testimony’ to a limited field; and we have been forced to renounce
the smallest attempt to justify our procedure. Arbitrary as that may appear it
is not so altogether; and the result will I think accord with the beliefs of
the majority.
Having attempted in
some measure to define our terms we can take up the question once more, ‘Is
historical testimony capable of extension to the non-analogous?’
We can now put that
question in its other form, ‘Is historical evidence probability or proof?’ Into
this general distinction it is impossible here to enter. It must be taken for granted,
and wherever it is not allowed, wherever fact and probability are identified,
there we admit the conclusions of this essay are without validity.
Is the matter of
history probably or certain? We believe it to be probable; but this does not
mean that about all its contents there is practically a doubt. It means that,
be there never so many converging lines of probable reasoning, yet these never
transcend the region of practical certainty. The result is never theoretically
proved.
And historical ‘proof’
may be conclusive, in so far that we cannot doubt; a legal ‘proof’ may in many
cases leave room for no possible hesitation; but neither the one nor the other
is for us a scientific demonstration.
The matter of
historical testimony is, we believe, not a certainty but a probability; the
grounds of this assertion will be given below. But let us in the first place
(1) suppose that it is admitted to be probable; then the conclusion will follow
that it cannot extend to events without analogy in the sphere of present
certainty.
Why is this? It is
because in history we have a probable conclusion, which at the same time is
required to stand as certain; an hypothesis which cannot be scientifically
verified, but which nevertheless is to be taken as a fact; and the only means,
the sole justification of such a result is in the accordance of the conclusion
of the hypothesis with the known world. And that is the present world, the
verifiable world, the world of to-day, or (in another application of the term)
the world of science.
The propositions of
science cannot be probable; the scientifically probable is not yet scientific
doctrine. The theories of historical fact again are not probable in the sense
that they are simply the statement of open questions. They are results; and
where no result is possible, no history exists. But, resting on mere probable
evidence, to come to a result beyond the limit of analogy—when we know in the
present world no similar case, nor any tendency which makes in the
direction—this is the procedure, we think, of no reasonable person.
And it should not be
forgotten that, if the interest of history is not the enlargement of the
territory of science, but rather the exhibition of the oneness of humanity in
all its stage and under all its varieties; if it is ourselves that we seek in
the perished (and is there anything else which we seek?) if the object of our
endeavour is to breathe the life of the present into the death of the past, and
re-collect into this pantheon of the mind the temporal existences which once
seemed mortal;—then, where we encounter an alien element which we cannot
recognize as akin to ourselves, that interest fails, the hope and the purpose
which inspired us dies, and the endeavour is thwarted. The remembrance of our
childhood and our youth is the sweetest of pleasures, for it gives us the
feeling of ourselves, as the self of ourself and yet
as another; and the failure to recognize or the impossibility of interest in
our earlier life is, to those whom it has befallen, the bitterest pain of the most cruel estrangement.
But to resume:—If historical conclusions are
probable, they are subject to analogy. Next we must ask if they ever are more
than probable.
This question (2) we answer in the negative. If more than probably they
must needs be scientific; they would be equal to the results of our critical
observation, and for this, as we have seen, is required both identification of
standpoint and assurance of sufficient integrity and carefulness.
To these the nature of historical testimony presents insurmountable
obstacles.
In the first place (A) we must remember that historical testimony not
only is to history, but also in history. This addition prevents
the identification of our minds with the minds of the witnesses. For history (i) (we assume it) is progressive, is a progress not only in
the sense of that which increases in quantity, but in the sense of that which
develops or evolves itself, is essentially the same in stages of growth which
are diverse in quality, which differ from each other even more than the blossom
from the bud, and the fruit from the blossom.
If the bud were self-conscious it would know of itself, but not in the
way that the blossom know its, still less as the fruit knows it; and as failing
of the truth its knowledge must be said to be false.
Still more is it so with history. In that ceaseless process which
differentiates itself only as a means to integration, and which integrates
itself only with the result of a fuller differentiation, the consciousness of
the earlier stage of humanity is never the consciousness of the later
development. The knowledge it has of itself is partial and false when compared
with the epoch of an intenser realization. And when
we reflect that for this higher development it is that history exists, we see
that it is a hope doomed only to disappointment, when the present expects in
the mind of the past to find the views and beliefs of the present.
If the stages of evolution were essentially diverse, the possibility of
history is inconceivable; and if history were a manifestation of human
phenomena where all but the accidental was simply the same, the interest it
excites would in no respect be higher than the pleasure we take in an ordinary
novel.
To proceed:—Not only is man’s nature progressive, but (ii) history is
concerned, so to speak, with the most human part of humanity, and hence the
most fully progressive. The conscious deeds and sufferings, the instinctive
productions, and the unconscious destinies of men and of nations live most with
the special and characteristic life of an individual epoch; and it is time and
the children of the particular time which alone are the past for which history
cares.
And not only is the matter of history in progress, not only again does
history select that element which progress affects the most, but thirdly (iii)
with that sphere its interest leads to the most distinctive embodiment of the
passing stage; not to those social relations which possess limited permanence,
but to the striking, the temporal, in a word the individual.
For science it is true the observations of one age are valid for the
conclusions of another; and that, it may be added, where no present analogy is
perhaps in existence. The facts of ‘mesmerism’ could be proved, we doubt not,
by simple scientific testimony; and astronomical observations are accepted as
facts, and doubtless would be so no less, in case they were supported by no
analogy. The reason of this is, of course, that we are able so to reconstruct
the observers and the conditions of their observations, as to possess ourselves
entirely of their faculties, and use them as our own. And the possibility of
this consists in the fact that science abstracts. It takes account not of all
phenomena, but in each of its divisions of a separate and limited province, and
it uses, so to speak, not the whole but a part alone of the observer’s
consciousness.
The object of science does not transform itself in a ceaseless progress,
and the subject of science can separate itself from the concrete development of
the historical mind, and can remain practically identical while coexisting with
standpoints generally diverse. But this with history is impossible.
Not only do we fail to possess ourselves of the historical witness in
such manner as to secure scientific proof, but second (B), even were this the
case, to reconstruct the particular observation is well night impossible.
For the original fact of history is (i) an
event which perishes as it arises. It dies and it can never be recalled. It
cannot repeat itself, and we are powerless to repeat it. And in addition (ii)
we cannot prepare for it.
We may be ignorant of its approach; and if we were aware of that, yet to
post ourselves in the fitting locality may be out of our power; or, given our
presence at the time and place, still the fact is too complex for a certain
observation. To fix you must isolate; and how can you isolate here?
And, given your power to isolate and to fix, yet too often you know the
important point. The moment which decides the movement of a complication
reveals itself as such when the tendency is established; and then from our
knowledge of the present too late we deplore our ignorance in the past.
And further there remains (iii) yet another consideration which weakens
still further (as compared with juridical) well nigh the whole of historical
testimony. With the possible exception of contemporary evidence the historian
is unable to cross-examine his witnesses. He can, by a critical analysis of the
deposition, as a whole in relation to its parts, and of the relations which the
parts bear to one another, and further by a comparison with other statements,
to a certain extent make good this defect. But his procedure remains in the end
but a wretched substitute, and a permanent source of weakness.
Such are the obstacles in the way of a scientific historical proof. The
result of their consideration is this—that, even in case the historian should
succeed in exhibiting the identity of standpoint, yet the further
reconstruction will never be complete enough to take him beyond a mere
probability; and hence, since a probable conclusion must rest on analogy, that
therefore the non-analogous is excluded for ever from the sphere of historical
testimony.
This result we believe to be simply the theoretical expression of the
best historical practice, and when there is one single supposed event in
tradition, to which present experience can supply no analogy, which yet remains
unchallenged by criticism, then and not till then will it be necessary to ask
how such a condition of things can exist, and to attempt to reconcile with it
the doctrine we have now put forward and endeavoured to defend.
This doctrine is at all events the reverse of sceptical. The present
experience, which is open to our research, is so wide in its extent, is so
infinitely rich in its manifold details, that to expect an event in the past to
which nothing analogous now corresponds may fairly be considered a mere
extravagance. And taking again historical testimony, as we have it now, there
will be few, I think, who one reflection will find the above conclusions either
forced the facts or strained beyond them; or whose point of view will render
impossible their general adoption.
But it will be urged that existing historical witnesses are no fair sample
of historical testimony, that what may be or is does not mean what ought to be,
and that first the conclusion has been fixed, and then a term has been narrowed
to suit it. This in any case has not been done; but it is perfectly true that,
if historical testimony be used in a more extensive sense, the above conclusion
fails to apply.
History perhaps is a science to generalize what is, to discover the laws
of phenomena. If it is this, then historical evidence not only may be but must
be scientific; and nothing but scientific testimony has a right to be called
historical testimony, that what may be or is does not mean what ought to be,
and that first the conclusion has been fixed, and then a term narrowed to suit
it. This in any case has not been done; but it is perfectly true that, if
historical testimony be used in a more extensive sense, the above conclusion
fails to apply.
History perhaps is a science to generalize what is, to discover the laws
of phenomena. If it is this, then historical evidence not only may be but must
be scientific; and nothing but scientific testimony has a right to be called
historical. But in a world where all that we find in existence is so hard to
understand, it seems idle to reflect on what merely is to be; and to speculate
on a mere discounted possibility (or perhaps impossibility) is never, I think,
a legitimate proceeding.
Let us suppose, though, that history is really to be a science, and one
thing is clear from the first, that the mass of existing historical testimony
is non-scientific, and well night (if not altogether) devoid of the smallest
value. The necessary scientific evidence must be made.
‘It is being made’ (we shall be told of course) ‘and that by statistics.’
But to see the relations which the elements of particular societies bear to
one another, or even to generalize laws,
which apparently in all societies are likely to be more or less correct, is one
thing. It is one thing to discover permanent relations in the stationary; and
if history were stationary (if we could say of it that it was and is to
eternity) in the case the science of history would be far simpler expectation.
But it is another, an altogether and an utterly different, undertaking to find
the eternal laws which ‘explain’ the changes of an unending evolution, which is
for us only so far as it has made itself, and each stage of which is the
qualitative new-birth of an organic, and more than organic unity, which resumes
its lower developments in a fresh integration, and informs its elements with
its own distinctive nature. If the ‘explanation’ of the development of a man’s
individuality in every case presupposes the result it arrives at, and
‘explains’ in the end nothing that is individual—then it must be a more futile
attempt for us who have not the result before us, mere children who have seen
and known no more than the childhood of humanity, to ‘explain’ from that the
future of its life, and to reach the laws which will evolve its character,
through successive individualizations, from you to manhood and from manhood to
age. In this way to seize the ‘red strand of necessity’ in progress is surely
impossible, and ‘science of tendencies’ is an amiable phrase, which sounds not
better than ‘science of intentions’.
And if this science of progress is to be possible in itself, yet, where
everything turns on recording, as they arise, the essential facts, there
presents itself at once a new impediment. The essential facts are the
determining element of movement, and the means to fresh end; but to apprehend
the means implies the knowledge of the end, to know the essential movement
involves the knowledge of the terminus. But, confined as we are to a limited
stage, with the heights above us hidden from our eyes (we we are, that
we know) there remains to us nothing but either to secure the whole of events,
and this is impossible; or to run in imminent danger of recording those facts
which are not essential, and hence are useless for the science of progress. It
is a commonplace that the past has recorded too much that we could well space,
and too little of that we would most gladly know. Will not be so always? What
we think the important phenomena of 1870 and 1871 may perhaps have eluded our
accurate observation, and in 1971 may with other things be a matter of controversy,
while as for the interest of the historian of 1971, and the facts which bear
most in his mind on progress, of these perhaps we have simply no notion.
So much in passing—but if after all there can really exist historical
testimony which is more than probable, it must fall outside of and destroy our
conclusion; and of course can assure us of non-analogous facts, since it is of
such strength as to be valid evidence for a law of science.
We have ended the first and by far the largest division of our subject.
We have found the principle of critical history, and have now to see its
application to existing testimony. But let us briefly resume our present
result.
We have seen so far that history is matter of inference; that every
inference rests on a presupposition; and that this presupposition is formed by
present experience. We have further shown that, although this experience is not
always personal in the sense of that which we can immediately verify for
ourselves, it yet is personal in the sense that upon the observation and
judgement of our own mind it ultimately depends. We have shown that it is
present, not in the sense of connexion with this or that moment, but in the
sense of belonging to no moment in particular. We have shown that this
character belongs alone to scientific testimony, that material of history must
hence be subject to analogy; and this distinction we have endeavoured to
strengthen and defend.
Criticism is now left fronting the material, to recreate which it
possesses and feels both the mission and the strength. And this may be
considered an artificial position, in so far as the individual critic never
does actually separate himself from the whole of his historical knowledge, but
invariably brings with him to the work a portion of the traditional object,
already rationalized and made part of his present and critical world. Nor is
this apparent anticipation of his result unjustified in the individual, if that
which he brings as a canon to criticism has been itself already confronted with
criticism and rationalized by virtue of it—i.e. has been concluded to be actual
fact from a critical standpoint which is essentially the same as the critic’s
own. For the true world is continually growing, and when part of history has
been made real it at once becomes a means for the realization of the remainder.
Artificial then as the complete separation of criticism from its material
appears and moreover is, when we regard the individual alone, yet it is far
from being so as soon as we consider the process of criticism in itself.
History, in the character of historical criticism, views its contents as
lying outside itself, and its task is once more to contain them within itself.
But to this the very nature of the contents presents an obstacle. But to this
the very nature of the contents presents an obstacle. The contents are records,
which in a twofold manner claim to be received as real facts; first as the
record of some particular age and author, and secondly in the character of
recorded events. If now the whole were found to be completely mediated, subject
to the conditions and according to the analogy of present experience; if namely
the events narrated were consistent, were possible, and followed in a sequence,
of which the causes and the results were in some measure known to us; and if
further the dates and the general credibility of the writers were established
by a satisfactory train of inference;—in that case criticism would have no task
before it, save the work of verifying and reaffirming under its own guarantee
the unchanging material in its original shape.
But how far, how entirely such a supposed state of things is removed from
reality, needs not be remarked. It does not exist, and the mode in which the
matter of history is produced does not admit of its possible existence. It
would indeed be strange if every record were authentic and trustworthy, if
judgements of a succession of witnesses scattered along the development of
human progress were all secured from error, and without alternation could be harmonized
into one connected whole. No one at the present time would dare to say that
such is the case; and if such is not the case, then criticism, if it is to be
criticism, must necessarily be to a certain extent negative.
So much is generally seen, but there
is something more which cannot be said to be seen and generally admitted,
namely this—that a negative criterion, if it exist at all, must be from its
nature an absolute criterion, or be a self-contradiction. To the consciousness
which never has risen to the critical point of view ‘facts are stubborn
things’, and the most stubborn of all are those which the mind feels it has no
share in, and which come to it with the weight of external authority. We have
seen, however, what these facts are made of, and, at the point we have reached,
it needs no lengthy reflection to justify the negative character of criticism.
Criticism from its very essence
cannot be simply affirmative. The object which is to be criticized has ceased
to be the real object, since for criticism it is the critical and that alone
which is real, and the uncritical object is consequently negated in its old and
not yet reaffirmed in its new character. Criticism, if it be criticism, must in
the beginning and provisionally suspect the reality of everything before it;
and if there are some matters which it cannot reaffirm without falsifying
itself, these matters have themselves to thank. If indeed it is so that this is
their lot, that they cannot withdraw from criticism because in their very substance
is involved and admitted that principle which in criticism becomes conscious of
itself, and if yet to submit to criticism be for them to be transmuted or to be
destroyed—this is no charge to lay against the arbitrariness of the critic. It
is the contradiction implicit in the facts which to their own destruction has
become explicit, and if they are denied it is only because they deny
themselves.
If for history the fact means that which is real, and if the real means
that which criticism has affirmed, it should not be forgotten that it is mere
nonsense to talk of anything as ‘an historical fact’ unless criticism has been
able to guarantee it as such.
There may be professed historical events, which in themselves, since they
are represented without historical antecedent or sequent, contradict the
conception of an historical fact (are the opposite of that which an event must
be in order for history) and, as they stand, history cannot even discuss their
possibility.
There may be events which, though in themselves coming under the
conditions of history, can yet be supported by no analogy from present
experience, and, despite their testimony, they must wait for farther
experience. There may be events which, though both possible and analogous, are
mediated with the real by no sufficient connexion, and until connected they are
not yet rationalized. And lastly there are narrated facts which criticism can
reaffirm as certain or probable. We must ask ourselves in what this process
consists.
The historical material, as has been before stated, is twofold and
presents to criticism two sides, on the one side the author, on the other
events recorded. Criticism must attempt on the one side to identify its
consciousness, so far as possible, with that of the writer, by inference to
establish his power and his will to narrate faithfully; on the other to find in
the events recorded laws analogous to those which have been observed in present
experience and in history so far as already rationalized. If the task be fully
accomplished the facts are historically certain, if partially they are
considered probable; but in each case they retain their original shape.
But these events thus reasserted by criticism for no continuous whole,
the series presents gaps which a positive process is necessary to fill, and the
process is an inferential re-creation according to law from a basis of present
experience or of the historical certainty already attained. It is a sufficient
answer to any difficulties which may be raised as to the construction of a past
order to point to the procedure of our police courts, where, in addition to the
reconstruction of the witness by cross-examination, the sequence of events is
reached by an active combination from present data. The inadequacy, however, of
the historical material both in respect of quantity and quality makes the
completion in this manner of the series of events an impossibility, and the
persistent attempts to join the open links by the creation of causes and
motives can lead to nothing but overstrained Pragmatism, which fills the past
with those fancies and opinions which only belong to the individual
consciousness of the writer.
Thus far criticism has given an account of that portion only of its
material which has been able to be realized because found to be already
rational. There is still a remained which has not been rationalized, which in
other language, because incapable of forming in its own shape a part of the
true object, must be considered as simply subjective.
Error is here presupposed, and the task of criticism is, by the removal
of error, where possible to restore the truth. The process, as before, admits
of a twofold method, namely the reconstruction of the supposed historical fact
either from its inward or outward side, by inferences on the one side from the
mental character of the witness or on the other side from the course of events;
and where the operation is successful, the fact once more takes its place in
the world of reality, still as an outward event, but new-begotten and transformed.
It may be no unwarrantable digression to call attention once more to the
view which in different forms we have so often encountered, according to which
here the removal of mistake by criticism has for its result the ‘original
fact’. But in the present case the ‘original fact’ is primarily for history a
fallacious inference, and if by the ‘original fact’ be meant again that which
the fact should have been, still this for history is an inference, the theory
of a theory, whose result is a double-distilled theory.
There is still an unrationalized material
remaining for history as a problem, alleged outward events which can be taken
into the real series neither as unchanged nor yet as transmuted into other
outward events. But even in this case criticism is not powerless; for, although
the mistaken outward fact cannot be resolved into the real outward fact, we may
none the less deal with the mistake itself, and the exhibition of those
conditions which cased the wrong assertion of an outward fact is for criticism
the satisfactory mediation of the alleged fact as a link in the historical
sequence: the outward has now an existence, real indeed but inward, and assured
to us only so far as inward.
Therese are the processes of criticism by which it makes its own alienated
material of tradition, whether in the form of outward occurrences or in that of
inward events; but there must ever remain elements which it cannot reappropriate, and in many cases the testimony must be
taken simply as testimony, the existence of which is historical, but the real
fact or, in other words, the explanation of which cannot be given because we do
not possess the data for its reconstruction.
The fact as attested may be possible, and in this case we lack the
inference necessary to make it, as attested, part of history; or the attested
fact may be historically impossible, and in this case we know that, as
attested, it can never be part of history.
In neither of these cases can the testimony be explained as arising from
the real existence of the attested. But it will be objected that we are bound
to account for the testimony otherwise, or else accept the supposed fact.
‘Testimony is a phenomenon,’ says Paley, ‘and the truth of the fact solves the
phenomenon.’ ‘Testimony is a phenomenon’; that is indisputable, and as
testimony it has its place in history. ‘The truth of the fact solves the
phenomenon’; that is equally certain, and we could wish that we had any means
of knowing the solution. ‘But’, we shall be answered, ‘it is the assumption of
the existence of the attested fact which is this solution.’ That, however,
depends entirely upon the nature of the fact alleged. The phenomenon to be
solved is an historical phenomenon, and its solution must be an historical
solution, and to propose as this solution a fact which, when taken as
historical, contradicts the very notion of history, and dissolves together with
history both itself and every other event, this is a proposition which may
indeed do credit to its author’s zeal, but hardly to his prudence.
But if we are unable to accept the averred fact because it is either as
yet without guarantee, or because it is an historical impossibility, are we
then bound to account otherwise for the phenomenon of the testimony? Can it be
urged against us that our theory contains within itself facts which contradict
it, and that we must solve the facts or abandon the theory? By no means, for
this is to confound that which is negatively with that which is positively
irrational. These unrationalized recorded events are
in contradiction with criticism only when affirmed by criticism, but now, in
the character of objects which history does not yet know, they are nothing
positive; they fall as yet without the theory; they are no foreign body taken
up within the system, but are as yet an external and unassimilated crudity. The
reproach, if such it be, that for history without the known there lies a still
unknown, without the real a still unrealized, is a reproach not hard for
history to bear, since she bears it in common with the whole of human
knowledge.
No! It is no disgrace to be ignorant where the problem is recognized and
the effort is made. And it may be that those who in some particular field have
made that effort, and made it not in vain, may yet by trail and failure have
learnt to regard perhaps one phenomenon, or it may be more, as incapable of
resolution. This for the individual may be inevitable, but absolutely to assert
the insolubility of any one historical element is to give offence to the
consciousness of criticism and to strengthen the cause of her enemies.
Historically to account for a phenomenon may not always be possible; but
it behoves us always to attempt to exhibit its historical origin as the result
of known historical conditions; and in this sense its possible
‘explanation’ must be considered in every case as beyond a doubt. Every
phenomenon has a possible solution, because as historical it must be the result
of an historical antecedent; and the cause is a possible object of knowledge,
because the result is known already as that which by its very nature is a
member in a series of links, the essence of which is to be knowable. Historical
events there may be which are destined to remain for us always problems, but
problems they remain for us and ever will remain, and their absolute
insolubility, if we rightly consider it, involves no less than a contradiction
in terms.
We have reached the end set before us, and the title ‘Presuppositions of
Critical History’ is, I hope, in some measure explained and justified. To have
set in the presuppositions of history generally (or of history viewed as a
whole) a larger before me was once my wish. It was a desire too serious for
accomplishment by me, but the truth of what has been done at present is
perhaps, so far as it goes, independent of a wider result. For however humble
the sphere of her rule, yet at least, while within that sphere, criticism is
subject to no intrusion and oppressed by no authority. She moves on her path
unheedful of the warning, unheedful of the clamour, of that which beyond her
realm may be and may call itself religion and philosophy; her and philosophy
and her religion are the realization and the fruition of herself, and her faith
is this, that while true to herself she can never find an enemy in the truth.